BMM Officer Earns Investment Adviser Certified Compliance Professional Designation

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DALTON, Mass. – Jayne Bills, a compliance officer with Berkshire Money Management, has earned the National Regulatory Service's Investment Adviser Certified Compliance Professional designation.

The IACCP is a comprehensive program that formalizes and standardizes the knowledge, skills and ethical commitment of investment advisory compliance professionals. Accordingly, designees are charged with helping to both maintain an ethical compliance culture in their firm and advance compliance as a profession.

"Registered Investment Advisors are the most regulated group in the financial services industry.  And we love that because people know they won’t get ripped off by annuities, 'free' American Funds, or the stock of the day," said BMM Founder and CEO Allen Harris. "But that also means we have a tremendous and ever-changing compliance workload. You know how a lot of doctors are forced to spend more and more time on paperwork and less and less time with their patients?  Well, Jayne has fixed our version of that problem. She handles the heavy lifting so that our six advisors can focus solely on our clients, as opposed to tracking and documenting data."

Exhaustive certification and course development, together with expert instructors and facilitators from the compliance, legal, regulatory, financial industry, and academic sectors, help ensure that individuals earning the IACCP designation have been trained, tested and certified to meet high industry professional standards.

Coursework for this certification is comprised of 20 two-hour courses that cover topics like the Advisers Act (the predominant law governing Advisers), Ethics, Trading Compliance and more. In addition to this rigorous work, Bills completed an Ethics commitment and assessment paper, and studied various applicable Laws and Rules, SEC Guidance and Interpretations (and various other kinds of SEC publications) in order to pass a three-hour culminating exam. She also completed two years of required IA Compliance experience. In order to maintain her IACCP designation, Bills must complete 12 hours of continuing education each year.

 

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Berkshire Money Management Welcomes Operations Manager

DALTON, Mass. — Natalie Wheeler has joined the Berkshire Money Managament team as operations manager.

Prior to joining Berkshire Money Management, Wheeler was the director of office operations at Atlas Private Wealth Management for nine years. During her time at Atlas, she helped spearhead organizational goals and procedures to ensure that all general office and personnel operations ran smoothly across multiple offices. Her professional versatility provided all employees with the necessary tools, training and resources they needed to be successful.

Wheeler also managed employee benefits and all human resource questions and concerns.

"Natalie has significant executive-level experience. BMM is growing faster, we believe, than any other financial service firm in the area because of our depth and breadth of services," founder and CEO Allen Harris said. "She will play a big role in helping us sustain that growth by keeping our operational machine humming as we offer more sophisticated and customized guidance to our clients."

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